Shoji Misawa
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shoji Misawa ( ), a licensed former licensee with CE reference BKQ718. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ORIX Asia Asset Management Limited 歐力士亞洲資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2022-03-03 | 2025-04-30 |
| ORIX Asia Asset Management Limited 歐力士亞洲資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-03-03 | 2025-04-30 |
| ORIX Asia Asset Management Limited 歐力士亞洲資產管理有限公司 |
RO | Type 9 — Asset management | 2022-03-03 | 2025-04-30 |
| Asia Climate Partners Hong Kong Limited | RO | Type 1 — Dealing in securities | 2019-02-19 | 2021-12-29 |
| Asia Climate Partners Hong Kong Limited | RO | Type 4 — Advising on securities | 2019-02-19 | 2021-12-29 |