Nan Lu
陸南
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nan Lu (陸南), a licensed former licensee with CE reference BKS599. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ZhongYi Investment Managers Limited 中意投資經理有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-21 | 2024-06-07 |
| ZhongYi Investment Managers Limited 中意投資經理有限公司 |
Rep | Type 9 — Asset management | 2021-09-21 | 2024-06-07 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-05 | 2020-06-24 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-05 | 2020-06-24 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-09-05 | 2020-06-24 |