Zhuojun Xie
謝卓君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhuojun Xie (謝卓君), a licensed Representative with CE reference BKT341. Currently licensed at 1 firm(s): Trivest Advisors Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Trivest Advisors Limited | Rep | Type 9 — Asset management | 2023-05-16 | present |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2017-09-11 | 2019-10-19 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2017-09-11 | 2019-10-19 |