Yuen Ling (SFC:BKU863) Lee
李婉菱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Ling (SFC:BKU863) Lee (李婉菱), a licensed former licensee with CE reference BKU863. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PSI Capital Asia Limited |
Rep | Type 1 — Dealing in securities | 2024-01-03 | 2024-05-17 |
| PSI Capital Asia Limited |
Rep | Type 4 — Advising on securities | 2024-01-03 | 2024-05-17 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-08-17 | 2022-03-07 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-05 | 2022-03-07 |
| HeungKong Capital Limited 香江資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-11-05 | 2022-03-07 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-16 | 2020-08-29 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-08-16 | 2020-08-29 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-12 | 2019-07-12 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-12 | 2019-07-12 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-09-12 | 2019-07-12 |