Yat Kan Pun
潘一勤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Kan Pun (潘一勤), a licensed Responsible Officer with CE reference BKW033. Currently licensed at 1 firm(s): MC Financial Services Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 21.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MC Financial Services Limited 美源金融服務有限公司 |
RO | Type 1 — Dealing in securities | 2026-02-03 | present |
| MC Financial Services Limited 美源金融服務有限公司 |
RO | Type 2 — Dealing in futures contracts | 2026-02-03 | present |
| MC Financial Services Limited 美源金融服務有限公司 |
RO | Type 4 — Advising on securities | 2026-02-03 | present |
| MC Financial Services Limited 美源金融服務有限公司 |
RO | Type 9 — Asset management | 2026-02-03 | present |
| MC Financial Services Limited 美源金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2025-07-14 | 2026-02-03 |
| MC Financial Services Limited 美源金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-07-14 | 2026-02-03 |
| MC Financial Services Limited 美源金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2025-07-14 | 2026-02-03 |
| MC Financial Services Limited 美源金融服務有限公司 |
Rep | Type 9 — Asset management | 2025-07-14 | 2026-02-03 |
| Zircon Securities (HK) Limited 卓銳證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-01-17 | 2025-04-14 |
| Zircon Securities (HK) Limited 卓銳證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-01-17 | 2025-04-14 |
| Zircon Securities (HK) Limited 卓銳證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2025-01-17 | 2025-04-14 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-08-30 | 2024-12-11 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-07-29 | 2024-12-11 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-07-29 | 2024-12-11 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 9 — Asset management | 2024-07-29 | 2024-12-11 |
| Cornucopiae Asset Management Limited 華豐資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-23 | 2024-07-08 |
| Cornucopiae Asset Management Limited 華豐資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-23 | 2024-07-08 |
| Cornucopiae Asset Management Limited 華豐資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-09-23 | 2024-07-08 |
| Wealthy Securities Limited 永裕證劵有限公司 |
Rep | Type 9 — Asset management | 2021-05-05 | 2022-05-31 |
| Wealthy Securities Limited 永裕證劵有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-08 | 2022-05-31 |
| Wealthy Securities Limited 永裕證劵有限公司 |
Rep | Type 4 — Advising on securities | 2020-12-08 | 2022-05-31 |