Li Xiao
肖傈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Xiao (肖傈), a licensed former licensee with CE reference BKW546. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oscar and Partners Capital Limited 奧陸資本有限公司 |
Rep | Type 9 — Asset management | 2020-06-17 | 2021-01-22 |
| Oscar and Partners Capital Limited 奧陸資本有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-04 | 2021-01-22 |
| Cinda International Research Limited 信達國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-18 | 2020-02-15 |
| Fortune Origin Securities Limited 富中證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-13 | 2018-06-29 |
| Fortune Origin Securities Limited 富中證券有限公司 |
Rep | Type 9 — Asset management | 2017-09-13 | 2018-06-29 |