Pengjia Chen
陳鵬佳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pengjia Chen (陳鵬佳), a licensed former licensee with CE reference BKW919. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citadel Asia Limited | Rep | Type 9 — Asset management | 2019-11-19 | 2025-01-16 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2017-09-12 | 2019-08-08 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-12 | 2019-08-08 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-09-12 | 2019-08-08 |