Gunan Guo
郭谷楠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gunan Guo (郭谷楠), a licensed former licensee with CE reference BKW982. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-02 | 2023-06-26 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-11-02 | 2023-06-26 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-25 | 2021-10-20 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
Rep | Type 9 — Asset management | 2019-10-25 | 2021-10-20 |
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-08 | 2019-09-23 |
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-08 | 2019-09-23 |
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-09-08 | 2019-09-23 |