Mianmian Cai
蔡棉棉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mianmian Cai (蔡棉棉), a licensed former licensee with CE reference BKY254. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-03-04 | 2024-10-26 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-15 | 2024-10-26 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-15 | 2024-10-26 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-20 | 2019-07-03 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-20 | 2019-07-03 |