Dan Cao
曹丹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dan Cao (曹丹), a licensed Representative with CE reference BKZ053. Currently licensed at 1 firm(s): Carlyle Hong Kong Equity Management Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carlyle Hong Kong Equity Management Limited 凱雷香港股權管理有限公司 |
Rep | Type 1 — Dealing in securities | 2026-03-05 | present |
| KKR Capital Markets Asia Limited | Rep | Type 1 — Dealing in securities | 2022-07-14 | 2025-03-31 |
| KKR Capital Markets Asia Limited | Rep | Type 4 — Advising on securities | 2022-07-14 | 2025-03-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-16 | 2022-05-04 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-01-16 | 2022-05-04 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2017-09-15 | 2018-10-25 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2017-09-15 | 2018-10-25 |