Hei Yu Kwok
郭晞瑜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hei Yu Kwok (郭晞瑜), a licensed Responsible Officer with CE reference BLH236. Currently licensed at 1 firm(s): Grand Capital Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grand Capital Securities Limited 大唐資本證券有限公司 |
Rep | Type 9 — Asset management | 2025-03-04 | present |
| Grand Capital Securities Limited 大唐資本證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-10-17 | present |
| Grand Capital Securities Limited 大唐資本證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-10-17 | present |
| Grand Capital Futures Limited 大唐資本期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-07-13 | 2024-12-17 |
| Grand Capital Securities Limited 大唐資本證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-13 | 2024-10-17 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-11 | 2020-04-23 |