Richard Stephen Clode
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Stephen Clode, a licensed Representative with CE reference BLH883. Currently licensed at 1 firm(s): Janus Henderson Investors Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-30 | present |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-30 | present |