Augustine Tak Chi Lai
黎德志
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Augustine Tak Chi Lai (黎德志), a licensed former licensee with CE reference BLI147. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mega Global Securities Limited 巨量全球證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-06-25 | 2026-05-15 |
| Mega Global Securities Limited 巨量全球證券有限公司 |
RO | Type 4 — Advising on securities | 2025-06-25 | 2026-05-15 |
| Mega Global Securities Limited 巨量全球證券有限公司 |
RO | Type 9 — Asset management | 2025-06-25 | 2026-05-15 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-01-17 | 2025-04-01 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-01-17 | 2025-04-01 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | Type 9 — Asset management | 2023-01-17 | 2025-04-01 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-13 | 2023-01-17 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-13 | 2023-01-17 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-09-13 | 2023-01-17 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2021-04-12 | 2022-09-13 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-04-12 | 2022-09-13 |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
RO | Type 9 — Asset management | 2021-04-12 | 2022-09-13 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2018-08-01 | 2021-03-15 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
RO | Type 4 — Advising on securities | 2018-08-01 | 2021-03-15 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
RO | Type 9 — Asset management | 2018-08-01 | 2021-03-15 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-19 | 2018-08-01 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-19 | 2018-08-01 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
Rep | Type 9 — Asset management | 2018-07-19 | 2018-08-01 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2017-12-22 | 2018-07-04 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
RO | Type 4 — Advising on securities | 2017-12-22 | 2018-07-04 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
RO | Type 9 — Asset management | 2017-12-22 | 2018-07-04 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-09 | 2017-12-22 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-09 | 2017-12-22 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
Rep | Type 9 — Asset management | 2017-11-09 | 2017-12-22 |