Ngai Lung Isaac Yu
余毅龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ngai Lung Isaac Yu (余毅龍), a licensed Responsible Officer with CE reference BLJ229. Currently licensed at 1 firm(s): Ever Fountain Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ever Fountain Asset Management Limited 恒源資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-06-21 | present |
| Ever Fountain Asset Management Limited 恒源資產管理有限公司 |
RO | Type 9 — Asset management | 2023-06-21 | present |
| Ever Fountain Asset Management Limited 恒源資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-15 | 2023-06-21 |
| Ever Fountain Asset Management Limited 恒源資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-05-15 | 2023-06-21 |
| Plutus Securities Limited 貝德斯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-18 | 2023-04-07 |
| Plutus Asset Management Limited 貝德斯資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-03-18 | 2023-04-07 |
| Plutus Asset Management Limited 貝德斯資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-03-18 | 2023-04-07 |
| DT Securities & Futures Co. Limited 大田證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-08 | 2022-02-11 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-08 | 2020-03-13 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-08 | 2020-03-13 |