Diwen Goh
吳迪文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Diwen Goh (吳迪文), a licensed Representative with CE reference BLM062. Currently licensed at 1 firm(s): Athos Capital Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Athos Capital Limited | Rep | Type 9 — Asset management | 2020-08-05 | present |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-10 | 2020-06-30 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-10 | 2020-06-30 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-11-10 | 2020-06-30 |