Thomas Neil Rogerson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Neil Rogerson, a licensed Representative with CE reference BLN469. Currently licensed at 1 firm(s): Pyrmont Wealth Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-12-03 | present |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
Rep | Type 9 — Asset management | 2021-12-03 | present |
| Private Capital Limited |
Rep | Type 4 — Advising on securities | 2017-12-28 | 2021-09-06 |
| Private Capital Limited |
Rep | Type 9 — Asset management | 2017-12-28 | 2021-09-06 |