Wei (SFC:BLR517) Wu
吳渭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wei (SFC:BLR517) Wu (吳渭), a licensed former licensee with CE reference BLR517. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Austin Asia Securities Limited 新港亞洲證券有限公司 |
RO | Type 4 — Advising on securities | 2019-03-01 | 2022-03-08 |
| Austin Asia Securities Limited 新港亞洲證券有限公司 |
RO | Type 9 — Asset management | 2019-03-01 | 2022-03-08 |
| Austin Asia Securities Limited 新港亞洲證券有限公司 |
Rep | Type 9 — Asset management | 2018-01-03 | 2019-03-01 |