Yu Fong Lam
林禹芳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Fong Lam (林禹芳), a licensed Responsible Officer with CE reference BLU744. Currently licensed at 1 firm(s): Sunhigh Financial Holdings Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
RO | Type 1 — Dealing in securities | 2023-08-03 | present |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
RO | Type 4 — Advising on securities | 2023-08-03 | present |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-02 | 2023-08-03 |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
Rep | Type 4 — Advising on securities | 2018-11-26 | 2023-08-03 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-18 | 2018-10-23 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-18 | 2018-10-23 |