Kai Yu Puri Lau
劉佳儒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Yu Puri Lau (劉佳儒), a licensed Representative with CE reference BLU769. Currently licensed at 2 firm(s): HSBC Global Asset Management (Hong Kong) Limited, HSBC Investment Funds (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2023-01-30 | present |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2023-01-30 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2022-12-16 | present |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2022-12-16 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2022-12-16 | present |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 — Asset management | 2022-12-16 | present |
| DELPHINIUM ASSETS MANAGEMENT LIMITED 締豐資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-18 | 2022-12-01 |
| DELPHINIUM ASSETS MANAGEMENT LIMITED 締豐資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-01-18 | 2022-12-01 |