Friedman Owen Kwok
郭傲雲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Friedman Owen Kwok (郭傲雲), a licensed Representative with CE reference BLX124. Currently licensed at 2 firm(s): Huajin Futures (International) Limited, Huajin Securities (International) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huajin Futures (International) Limited 華金期貨(國際)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-05-07 | present |
| Huajin Securities (International) Limited 華金證券(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-04-23 | present |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-15 | 2024-04-10 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-22 | 2022-09-13 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
Rep | Type 9 — Asset management | 2021-03-22 | 2022-09-13 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-05 | 2022-09-13 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-10-05 | 2022-09-13 |