Tao Cheng
成濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tao Cheng (成濤), a licensed Responsible Officer with CE reference BLY758. Currently licensed at 1 firm(s): China Universal Asset Management (Hong Kong) Company Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2023-12-28 | present |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2023-12-28 | present |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-12 | 2023-12-28 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2023-05-12 | 2023-12-28 |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-12-14 | 2023-05-02 |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-12-14 | 2023-05-02 |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
RO | Type 9 — Asset management | 2020-12-14 | 2023-05-02 |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-30 | 2020-12-14 |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-30 | 2020-12-14 |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-01-30 | 2020-12-14 |