Ye Ting Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ye Ting Liu, a licensed Responsible Officer with CE reference BMC891. Currently licensed at 1 firm(s): Evercore Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Evercore Asia Limited |
RO | Type 1 — Dealing in securities | 2022-12-06 | present |
| Evercore Asia Limited |
RO | Type 4 — Advising on securities | 2022-12-06 | present |
| Evercore Asia Limited |
RO | Type 6 — Advising on corporate finance | 2022-12-06 | present |
| Evercore Asia Limited |
Rep | Type 4 — Advising on securities | 2018-10-11 | 2022-12-06 |
| Evercore Asia Limited |
Rep | Type 1 — Dealing in securities | 2018-02-21 | 2022-12-06 |
| Evercore Asia Limited |
Rep | Type 6 — Advising on corporate finance | 2018-02-21 | 2022-12-06 |