Chi Wing Cynthia Lau
劉智穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wing Cynthia Lau (劉智穎), a licensed former licensee with CE reference BME269. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2025-03-31 | 2026-03-31 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2025-03-31 | 2026-03-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2025-03-31 | 2026-03-31 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 — Asset management | 2025-03-31 | 2026-03-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2025-03-13 | 2026-03-31 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2025-03-13 | 2026-03-31 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-08 | 2024-12-04 |