Rongxia Liu
劉荣夏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rongxia Liu (劉荣夏), a licensed Representative with CE reference BME724. Currently licensed at 1 firm(s): CMBC Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-26 | present |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-02-26 | present |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-02-26 | 2024-09-25 |