Yik Ngai Li
李奕毅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yik Ngai Li (李奕毅), a licensed Representative with CE reference BMF541. Currently licensed at 1 firm(s): Splentide Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Splentide Capital Limited 錦泓資本有限公司 |
Rep | Type 9 — Asset management | 2021-06-08 | present |
| Splentide Capital Limited 錦泓資本有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-03 | present |
| Splentide Capital Limited 錦泓資本有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-05 | present |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-07 | 2020-05-15 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-02-07 | 2020-05-15 |