Kam Tung Wu
胡錦彤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Tung Wu (胡錦彤), a licensed Responsible Officer with CE reference BMF548. Currently licensed at 1 firm(s): Stellaris Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Stellaris Asset Management Limited 麟星資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-02-07 | present |
| Stellaris Asset Management Limited 麟星資產管理有限公司 |
RO | Type 9 — Asset management | 2023-02-07 | present |
| Stellaris Asset Management Limited 麟星資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-12-06 | 2023-02-07 |
| Stellaris Asset Management Limited 麟星資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-12-06 | 2023-02-07 |
| Get Nice Securities Limited 結好證券有限公司 |
RO | Type 4 — Advising on securities | 2022-10-13 | 2022-11-03 |
| Get Nice Securities Limited 結好證券有限公司 |
RO | Type 9 — Asset management | 2022-10-13 | 2022-11-03 |
| Get Nice Securities Limited 結好證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-05-05 | 2022-11-03 |
| Get Nice Asset Management Limited 結好資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-15 | 2022-11-03 |
| Get Nice Asset Management Limited 結好資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-06-15 | 2022-11-03 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-09-24 | 2022-11-03 |
| Get Nice Futures Company Limited 結好期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-06-05 | 2022-11-03 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-05 | 2022-10-13 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 9 — Asset management | 2018-06-05 | 2022-10-13 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-05 | 2022-05-05 |