Richa Sood
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richa Sood ( ), a licensed former licensee with CE reference BMG016. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-08 | 2022-08-15 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-08 | 2022-08-15 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 9 — Asset management | 2021-09-08 | 2022-08-15 |
| Ethivo Asset Management (HK) Limited |
Rep | Type 1 — Dealing in securities | 2018-04-17 | 2021-06-30 |
| Ethivo Asset Management (HK) Limited |
Rep | Type 4 — Advising on securities | 2018-04-17 | 2021-06-30 |
| Ethivo Asset Management (HK) Limited |
Rep | Type 9 — Asset management | 2018-04-17 | 2021-06-30 |