Yen Sheng Wu
吴彦生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yen Sheng Wu (吴彦生), a licensed Responsible Officer with CE reference BMG512. Currently licensed at 1 firm(s): RIME Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RIME Capital Limited 霧凇資本有限公司 |
RO | Type 1 — Dealing in securities | 2023-06-21 | present |
| RIME Capital Limited 霧凇資本有限公司 |
RO | Type 4 — Advising on securities | 2021-12-03 | present |
| RIME Capital Limited 霧凇資本有限公司 |
RO | Type 9 — Asset management | 2021-12-03 | present |
| RIME Capital Limited 霧凇資本有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-10 | 2023-06-21 |
| RIME Capital Limited 霧凇資本有限公司 |
Rep | Type 4 — Advising on securities | 2019-04-10 | 2021-12-03 |
| RIME Capital Limited 霧凇資本有限公司 |
Rep | Type 9 — Asset management | 2019-04-10 | 2021-12-03 |