Lingguo Kong
孔令國
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lingguo Kong (孔令國), a licensed former licensee with CE reference BMM553. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Seafront Asset Management Limited 前海國際基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-09-15 | 2024-06-28 |
| First Seafront Asset Management Limited 前海國際基金管理有限公司 |
RO | Type 4 — Advising on securities | 2023-09-15 | 2024-06-28 |
| First Seafront Asset Management Limited 前海國際基金管理有限公司 |
RO | Type 9 — Asset management | 2023-09-15 | 2024-06-28 |
| FXG Asset Management Limited 恒峰资产管理有限公司 |
RO | Type 1 — Dealing in securities | 2018-08-13 | 2023-09-13 |
| FXG Asset Management Limited 恒峰资产管理有限公司 |
RO | Type 4 — Advising on securities | 2018-08-13 | 2023-09-13 |
| FXG Asset Management Limited 恒峰资产管理有限公司 |
RO | Type 9 — Asset management | 2018-08-13 | 2023-09-13 |