Roger Marco Parodi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roger Marco Parodi, a licensed Representative with CE reference BMN475. Currently licensed at 1 firm(s): TR Advisors Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TR Advisors Limited | Rep | Type 1 — Dealing in securities | 2023-08-31 | present |
| TR Advisors Limited | Rep | Type 4 — Advising on securities | 2023-08-31 | present |
| TR Advisors Limited | Rep | Type 9 — Asset management | 2023-08-31 | present |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-20 | 2022-08-31 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-04 | 2022-08-31 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 9 — Asset management | 2018-04-04 | 2022-08-31 |