Linde Cai
蔡霖德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Linde Cai (蔡霖德), a licensed former licensee with CE reference BMO703. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-30 | 2023-05-16 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-30 | 2023-05-16 |
| Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-28 | 2022-09-22 |
| Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-28 | 2022-09-22 |