Ling Wu

巫羚
CE No. BMP332 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ling Wu (巫羚), a licensed Representative with CE reference BMP332. Currently licensed at 1 firm(s): North Rock Capital Management (HK) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 3.

Licence history

FirmRoleRegulated activityFromTo
North Rock Capital Management (HK) Limited
Rep Type 9 — Asset management 2024-06-07 present
Merrill Lynch (Asia Pacific) Limited Rep Type 1 — Dealing in securities 2018-03-26 2018-09-11
Merrill Lynch (Asia Pacific) Limited Rep Type 4 — Advising on securities 2018-03-26 2024-04-30

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