Yong Jae Yoo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yong Jae Yoo, a licensed Representative with CE reference BMQ117. Currently licensed at 1 firm(s): Goldman Sachs Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-22 | present |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 1 — Dealing in securities | 2018-10-08 | 2020-11-21 |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 4 — Advising on securities | 2018-10-08 | 2020-11-21 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-27 | 2018-08-10 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-27 | 2018-08-10 |