Yong Xu
徐勇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yong Xu (徐勇), a licensed Responsible Officer with CE reference BMT490. Currently licensed at 1 firm(s): Zhongtai International Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-10-31 | present |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
RO | Type 9 — Asset management | 2023-10-31 | present |
| XinKong International Capital Limited 信控國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-03-06 | 2020-12-22 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-08-29 | 2020-12-22 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-08-29 | 2019-12-05 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 4 — Advising on securities | 2019-08-29 | 2020-12-22 |
| XinKong International Capital Limited 信控國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2019-06-04 | 2020-12-22 |
| XinKong International Capital Limited 信控國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-06-04 | 2020-01-15 |