Wen Zhang
張雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wen Zhang (張雯), a licensed Responsible Officer with CE reference BMV073. Currently licensed at 1 firm(s): Rising Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rising Securities Limited 捷昇證券有限公司 |
RO | Type 4 — Advising on securities | 2024-09-02 | present |
| Rising Securities Limited 捷昇證券有限公司 |
RO | Type 9 — Asset management | 2024-09-02 | present |
| Rising Securities Limited 捷昇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-05-03 | present |
| Rising Securities Limited 捷昇證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-05-03 | 2024-09-02 |
| Rising Securities Limited 捷昇證券有限公司 |
Rep | Type 9 — Asset management | 2024-05-03 | 2024-09-02 |
| Entersys Asset Management Hong Kong Limited 進激資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-16 | 2024-04-15 |
| Entersys Asset Management Hong Kong Limited 進激資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2018-05-16 | 2024-04-15 |