Stephen John Winter
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen John Winter ( ), a licensed former licensee with CE reference BMV404. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Templewater Hong Kong Limited 善水資本香港有限公司 |
RO | Type 1 — Dealing in securities | 2020-10-07 | 2025-03-31 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
RO | Type 4 — Advising on securities | 2020-10-07 | 2025-03-31 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 9 — Asset management | 2019-07-18 | 2025-03-31 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-27 | 2020-10-07 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-27 | 2020-10-07 |