Kin Wang Lau
劉建宏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Wang Lau (劉建宏), a licensed Responsible Officer with CE reference BMW295. Currently licensed at 1 firm(s): ARTE Capital Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ARTE Capital Management Limited 安泰資本管理有限公司 |
RO | Type 4 — Advising on securities | 2022-06-20 | present |
| ARTE Capital Management Limited 安泰資本管理有限公司 |
RO | Type 9 — Asset management | 2022-06-20 | present |
| ARTE Capital Management Limited 安泰資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-14 | 2022-06-20 |
| ARTE Capital Management Limited 安泰資本管理有限公司 |
Rep | Type 9 — Asset management | 2020-10-14 | 2022-06-20 |
| OIL Assets Securities Limited 恩明資產証券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-27 | 2020-06-19 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-20 | 2019-11-30 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
Rep | Type 9 — Asset management | 2018-06-20 | 2019-11-30 |