Kary Kam Ying Chan
陳錦盈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kary Kam Ying Chan (陳錦盈), a licensed Representative with CE reference BMW797. Currently licensed at 1 firm(s): Huaan Securities (Hong Kong) Brokerage Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huaan Securities (Hong Kong) Brokerage Limited 華安證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-20 | present |
| Huaan Securities (Hong Kong) Brokerage Limited 華安證券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2022-07-20 | present |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-20 | 2021-08-23 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-20 | 2021-08-23 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2021-08-20 | 2021-08-23 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-07 | 2020-08-16 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-07 | 2020-08-16 |