Chi Yu Alissa Man
文志妤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Yu Alissa Man (文志妤), a licensed Responsible Officer with CE reference BMW869. Currently licensed at 1 firm(s): Shanggu Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanggu Securities Limited 上古證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-06-16 | present |
| Shanggu Securities Limited 上古證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2025-06-16 | present |
| Shanggu Securities Limited 上古證券有限公司 |
RO | Type 4 — Advising on securities | 2024-11-20 | present |
| Shanggu Securities Limited 上古證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-08-01 | 2025-06-16 |
| Shanggu Securities Limited 上古證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-01 | 2025-06-16 |
| Shanggu Securities Limited 上古證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-01 | 2024-11-20 |