Xiaoxin (SFC:BMX949) Chen
陳小欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoxin (SFC:BMX949) Chen (陳小欣), a licensed former licensee with CE reference BMX949. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-27 | 2021-06-07 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-08-27 | 2021-06-07 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-07-23 | 2021-06-07 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-30 | 2021-06-07 |