David Scott Smallacombe
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Scott Smallacombe ( ), a licensed former licensee with CE reference BMY008. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ord Minnett Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2020-02-03 | 2022-06-02 |
| Ord Minnett Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2020-02-03 | 2022-06-02 |
| Ord Minnett Hong Kong Limited |
Rep | Type 9 — Asset management | 2020-02-03 | 2022-06-02 |
| Ord Minnett Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2019-07-24 | 2020-02-03 |
| Ord Minnett Hong Kong Limited |
RO | Type 4 — Advising on securities | 2019-07-24 | 2020-02-03 |
| Ord Minnett Hong Kong Limited |
RO | Type 9 — Asset management | 2019-07-24 | 2020-02-03 |
| Ord Minnett Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2018-05-29 | 2019-07-24 |
| Ord Minnett Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2018-05-29 | 2019-07-24 |
| Ord Minnett Hong Kong Limited |
Rep | Type 9 — Asset management | 2018-05-29 | 2019-07-24 |