Huatao Wu
吳華桃
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Huatao Wu (吳華桃), a licensed Representative with CE reference BMY486. Currently licensed at 2 firm(s): China Industrial Securities International Brokerage Limited, China Industrial Securities International Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-02-22 | present |
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-02-22 | present |
| Future Securities Limited 未來證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-07-25 | 2023-01-10 |
| Future Securities Limited 未來證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-13 | 2023-01-10 |
| Future Securities Limited 未來證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-05-13 | 2022-07-25 |
| Future Securities Limited 未來證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-05-13 | 2023-01-10 |
| Future Securities Limited 未來證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2022-05-13 | 2023-01-10 |
| Future Securities Limited 未來證券有限公司 |
Rep | Type 9 — Asset management | 2022-05-13 | 2023-01-10 |
| Huatai (Hong Kong) Futures Limited 華泰(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-07-10 | 2022-04-30 |
| Future Securities Limited 未來證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-28 | 2019-06-27 |
| Future Securities Limited 未來證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-06-28 | 2019-06-27 |