Gian Arard Plebani
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gian Arard Plebani, a licensed Representative with CE reference BNB394. Currently licensed at 2 firm(s): HSBC Global Asset Management (Hong Kong) Limited, HSBC Investment Funds (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2026-02-27 | present |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2026-02-27 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2026-02-27 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2026-02-27 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2026-02-27 | present |
| UBS Asset Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2021-11-19 | 2022-05-27 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2021-11-19 | 2022-05-27 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2021-11-19 | 2022-05-27 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-06-08 | 2021-11-19 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2018-06-08 | 2021-11-19 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2018-06-08 | 2021-11-19 |