Wai Lau
劉慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Lau (劉慧), a licensed Representative with CE reference BNC679. Currently licensed at 1 firm(s): Get Nice Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-09 | present |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-09 | present |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 9 — Asset management | 2021-03-09 | present |
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-14 | 2020-12-31 |
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-17 | 2020-12-31 |
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
Rep | Type 9 — Asset management | 2020-06-17 | 2020-12-31 |
| Capital Focus Asset Management Limited 匯駿資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-09-24 | 2020-05-14 |