Yuying Lai
賴玉莹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuying Lai (賴玉莹), a licensed Representative with CE reference BNC871. Currently licensed at 2 firm(s): CMB International Futures Limited, CMB International Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-05-04 | present |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-03 | present |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-03 | present |
| Tongfang Securities Limited 同方證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-03 | 2019-11-08 |
| Tongfang Securities Limited 同方證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-03 | 2019-11-08 |
| Tongfang Securities Limited 同方證券有限公司 |
Rep | Type 9 — Asset management | 2018-07-03 | 2019-11-08 |