Sicong Shen
申思聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sicong Shen (申思聰), a licensed former licensee with CE reference BNF348. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SunRiver International Asset Management Limited 淞港國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-02-20 | 2026-04-30 |
| SunRiver International Securities Group Limited 淞港國際證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2024-05-08 | 2026-04-30 |
| SunRiver International Securities Group Limited 淞港國際證券集團有限公司 |
Rep | Type 4 — Advising on securities | 2024-05-08 | 2026-04-30 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-06 | 2023-10-01 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-23 | 2023-10-01 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-17 | 2019-06-07 |