Chi Wa Chiu
趙志華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wa Chiu (趙志華), a licensed former licensee with CE reference BNF509. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-13 | 2019-06-29 |
| China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-08-13 | 2019-06-29 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-13 | 2019-06-29 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2018-08-13 | 2019-06-29 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-08-13 | 2019-06-29 |