Carson Shaoyang Jian
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carson Shaoyang Jian ( ), a licensed former licensee with CE reference BNF871. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2022-02-25 | 2023-02-13 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-29 | 2021-01-31 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-29 | 2021-01-31 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-08-29 | 2021-01-31 |