Tim Haitian Lu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tim Haitian Lu ( ), a licensed former licensee with CE reference BNG398. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Maven Asia (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2020-08-21 | 2021-05-13 |
| Maven Asia (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2020-08-21 | 2021-05-13 |
| Maven Asia (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-07-17 | 2020-08-21 |
| Maven Asia (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2018-07-17 | 2020-08-21 |