Tsz Chung Liu
廖子聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Chung Liu (廖子聰), a licensed Responsible Officer with CE reference BNG625. Currently licensed at 1 firm(s): Mercer Investments (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-03-08 | present |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 9 — Asset management | 2024-03-08 | present |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-02-02 | present |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-02-02 | 2024-03-08 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2024-02-02 | 2024-03-08 |
| PSI Capital Asia Limited |
Rep | Type 1 — Dealing in securities | 2022-07-18 | 2022-11-05 |
| PSI Capital Asia Limited |
Rep | Type 4 — Advising on securities | 2022-07-18 | 2022-11-05 |
| Nice Talent Asset Management Limited 俊賢資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-11-01 | 2022-06-22 |
| Nice Talent Asset Management Limited 俊賢資產管理有限公司 |
RO | Type 9 — Asset management | 2018-11-01 | 2022-06-22 |